Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Renee Ray Robinson | 2170461 | 2 | 06/13/2014 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Moises Flores | 4006434 | 1 | 06/11/2014 | Customer Dispute | Final | $650,000.00 | $0.00 | See FINRA Report |
| Joseph David Joseph | 2677755 | 2 | 05/16/2014 | Customer Dispute | Settled | $7,831.30 | $0.00 | See FINRA Report |
| Michael William Naab | 5076635 | 1 | 05/14/2014 | Customer Dispute | Settled | $9,675.00 | $0.00 | See FINRA Report |
| Eric N Nelson | 5255599 | 1 | 04/30/2014 | Customer Dispute | Settled | $12,060.00 | $0.00 | See FINRA Report |
| Anthony Michael Gummo | 4792934 | 1 | 04/07/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Edward Armstrong | 6074517 | 1 | 04/04/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Laurie Anne Benchot | 2346142 | 1 | 02/05/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Anthony Menendez | 4578472 | 2 | 02/03/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy Bouman | 2021319 | 1 | 11/01/2013 | Customer Dispute | Settled | $105,724.00 | $0.00 | See FINRA Report |