Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Barrett Stolte | 5951804 | 2 | 11/24/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Barrett Stolte | 5951804 | 2 | 11/24/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michelle Leigh Christian | 3188032 | 3 | 11/20/2014 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Alfred B Farrell | 5967762 | 1 | 11/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Salvatore B Schiavone | 4811981 | 2 | 09/30/2014 | Customer Dispute | Denied | $22,610.00 | $0.00 | See FINRA Report |
| Brian Jeffrey Blair | 1558882 | 1 | 09/24/2014 | Customer Dispute | Settled | $113,800.00 | $0.00 | See FINRA Report |
| Eric J Rodriguez | 4955439 | 2 | 08/12/2014 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| David Diaz | 6575577 | 1 | 07/17/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lisa Ann Parisi | 4488028 | 1 | 07/14/2014 | Customer Dispute | Settled | $8,898.42 | $0.00 | See FINRA Report |
| Omar Lozano | 1663540 | 2 | 06/30/2014 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |