Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Rolf Daeschner | 2775342 | 1 | 04/27/2015 | Customer Dispute | Settled | $98,197.00 | $0.00 | See FINRA Report |
| Matthew James Ramer | 6149863 | 3 | 04/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sergio Gabriel Garza | 4129395 | 1 | 04/10/2015 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Krist Hammargren | 4150795 | 1 | 03/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David C Douglass | 5357935 | 1 | 03/13/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Cendy Calderon | 6381811 | 1 | 02/19/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jorge A Cantu | 5874579 | 3 | 01/26/2015 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Thomas George Ventura | 5265460 | 1 | 01/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Logan | 3089827 | 1 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Kendric Jenney | 5969994 | 1 | 12/11/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |