Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Neill Glenn | 2488650 | 4 | 10/26/2015 | Customer Dispute | Denied | $25,948.40 | $0.00 | See FINRA Report |
| Nicholas Morinigo | 6381077 | 1 | 10/21/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Omar Lozano | 1663540 | 2 | 10/09/2015 | Customer Dispute | Settled | $23,000.00 | $0.00 | See FINRA Report |
| Wendy Thomas Fricks | 4162223 | 2 | 10/05/2015 | Customer Dispute | Withdrawn | $152,348.00 | $0.00 | See FINRA Report |
| David Vincent Vari | 5619547 | 1 | 09/17/2015 | Customer Dispute | Denied | $9,215.00 | $0.00 | See FINRA Report |
| Alexander H Gunn | 5657534 | 2 | 09/03/2015 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Jorge A Cantu | 5874579 | 3 | 07/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lori Ann Welborn | 2344775 | 6 | 06/09/2015 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Matthew James Ramer | 6149863 | 3 | 05/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Carl Fiumara | 3018323 | 2 | 05/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |