Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aaron V Rice | 5416008 | 5 | 04/18/2016 | Customer Dispute | Settled | $5,850.00 | $0.00 | See FINRA Report |
| Michelle Leigh Christian | 3188032 | 3 | 03/29/2016 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Wendy Thomas Fricks | 4162223 | 2 | 03/21/2016 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Oscar Andres Rico | 5131322 | 4 | 03/16/2016 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Kathy L Phillips | 4406095 | 1 | 02/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher James Lehan | 5884124 | 1 | 02/19/2016 | Customer Dispute | Denied | $14,040.90 | $0.00 | See FINRA Report |
| Homer A Holt | 4085793 | 1 | 01/20/2016 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Tyson Eugene Brimhall | 7181182 | 1 | 12/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jorge A Cantu | 5874579 | 3 | 12/11/2015 | Customer Dispute | Settled | $13,000.00 | $0.00 | See FINRA Report |
| Matthew James Ramer | 6149863 | 3 | 11/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |