Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cara Marie Russell Zambella | 7808793 | 1 | 05/14/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregg Howard Potash | 1915259 | 2 | 04/11/2018 | Customer Dispute | Closed-No Action | $5,703.00 | $0.00 | See FINRA Report |
| Mohammad Arien | 7119441 | 6 | 04/03/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brad John Carlson | 2702003 | 2 | 02/16/2018 | Customer Dispute | Settled | $29,750.00 | $0.00 | See FINRA Report |
| Allison J Zech | 5115667 | 1 | 01/16/2018 | Customer Dispute | Denied | $162,625.00 | $0.00 | See FINRA Report |
| Joshua Tyler Reynolds | 4839192 | 1 | 12/11/2017 | Customer Dispute | Denied | $6,278.34 | $0.00 | See FINRA Report |
| Timothy John Schanz | 5498950 | 3 | 10/04/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy John Schanz | 5498950 | 3 | 09/05/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Wilson Carroll | 6825643 | 3 | 08/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristopher Schwarte | 5793668 | 1 | 07/31/2017 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |