Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick John Leviseur | 2948798 | 1 | 07/16/2003 | Customer Dispute | Settled | $11,400.00 | $0.00 | See FINRA Report |
| Richard John Grajewski | 1182949 | 1 | 04/28/2003 | Customer Dispute | Settled | $53,000.00 | $0.00 | See FINRA Report |
| Clayton Jeffery Thomas | 724451 | 8 | 10/24/2002 | Customer Dispute | Settled | $6,751.00 | $0.00 | See FINRA Report |
| Gary Robert Hamant | 2029124 | 3 | 10/16/2001 | Customer Dispute | Settled | $40,959.00 | $0.00 | See FINRA Report |
| Joseph Carl Fiumara | 3018323 | 2 | 07/07/2001 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
| Albert Joseph Hopkins | 2738850 | 1 | 12/05/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Edward Dale McCombs | 2475032 | 2 | 09/25/1998 | Customer Dispute | Settled | $44,000.00 | $0.00 | See FINRA Report |
| Clayton Jeffery Thomas | 724451 | 8 | 08/14/1998 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |