Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Zarkivach | 2960828 | 2 | 09/22/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lori Ann Welborn | 2344775 | 6 | 09/18/2008 | Customer Dispute | Settled | $10,700.00 | $0.00 | See FINRA Report |
| David Ronald Massey | 1140202 | 1 | 07/17/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Jason Eric Korff | 4465928 | 2 | 03/13/2008 | Customer Dispute | Settled | $5,200.00 | $0.00 | See FINRA Report |
| Brian James Thomas | 4214106 | 3 | 03/10/2008 | Customer Dispute | Settled | $1,275,000.00 | $0.00 | See FINRA Report |
| Brian James Thomas | 4214106 | 3 | 03/05/2008 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Gary Alan Sipos | 1647741 | 1 | 01/03/2006 | Customer Dispute | Settled | $14,722.40 | $0.00 | See FINRA Report |
| Brian James Thomas | 4214106 | 3 | 10/25/2004 | Customer Dispute | Settled | $39,687.70 | $0.00 | See FINRA Report |
| Brian Douglas Dunn | 2052692 | 1 | 06/21/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Luke James Becker | 2801823 | 1 | 07/25/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |