Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mohammad Rehan | 2652529 | 2 | 11/28/2011 | Customer Dispute | Settled | $5,575.52 | $0.00 | See FINRA Report |
| Chris Dibari | 3012315 | 3 | 03/09/2010 | Customer Dispute | Settled | $60,350.70 | $0.00 | See FINRA Report |
| Wojtek Wojtyrowski | 4421919 | 2 | 10/05/2009 | Customer Dispute | Settled | $12,544.00 | $0.00 | See FINRA Report |
| Mary Anne Ronk | 2059898 | 1 | 08/14/2009 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| David Rosa | 2053394 | 1 | 07/17/2009 | Customer Dispute | Settled | $178,000.00 | $0.00 | See FINRA Report |
| Roberto Escobar | 4160374 | 4 | 04/13/2009 | Customer Dispute | Settled | $11,078.40 | $0.00 | See FINRA Report |
| Larissa Kochetkova | 4279494 | 1 | 04/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Michael Nolan | 2470983 | 3 | 10/31/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Zarkivach | 2960828 | 2 | 10/28/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Dennis Phillip Sheflyand | 4524898 | 1 | 10/27/2008 | Customer Dispute | Settled | $5,500.00 | $0.00 | See FINRA Report |