Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Eric Korff | 4465928 | 2 | 10/06/2016 | Customer Dispute | Settled | $191,969.00 | $0.00 | See FINRA Report |
| Mark Jonathan Ament | 5601450 | 1 | 08/31/2016 | Customer Dispute | Settled | $18,267.70 | $0.00 | See FINRA Report |
| Tanya Marie Brown | 5468340 | 1 | 08/01/2016 | Customer Dispute | Settled | $93,030.50 | $0.00 | See FINRA Report |
| Ryan Michael Murphy | 4667284 | 3 | 05/17/2016 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Aaron V Rice | 5416008 | 5 | 04/18/2016 | Customer Dispute | Settled | $5,850.00 | $0.00 | See FINRA Report |
| Wendy Thomas Fricks | 4162223 | 2 | 03/21/2016 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Homer A Holt | 4085793 | 1 | 01/20/2016 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Jorge A Cantu | 5874579 | 3 | 12/11/2015 | Customer Dispute | Settled | $13,000.00 | $0.00 | See FINRA Report |
| Omar Lozano | 1663540 | 2 | 10/09/2015 | Customer Dispute | Settled | $23,000.00 | $0.00 | See FINRA Report |
| Kevin Rolf Daeschner | 2775342 | 1 | 04/27/2015 | Customer Dispute | Settled | $98,197.00 | $0.00 | See FINRA Report |