Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paresh B Patel | 5423721 | 1 | 02/24/2020 | Customer Dispute | Settled | $79,447.00 | $0.00 | See FINRA Report |
| John Tedford Bachman | 4547795 | 1 | 06/19/2019 | Customer Dispute | Settled | $5,365.00 | $0.00 | See FINRA Report |
| Jeffrey Neill Glenn | 2488650 | 4 | 04/08/2019 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Jeffrey Neill Glenn | 2488650 | 4 | 04/08/2019 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Eric J Rodriguez | 4955439 | 2 | 12/11/2018 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Miky Sodhi | 4918228 | 1 | 07/16/2018 | Customer Dispute | Settled | $8,000.00 | $0.00 | See FINRA Report |
| Oscar Andres Rico | 5131322 | 4 | 07/05/2018 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Brad John Carlson | 2702003 | 2 | 02/16/2018 | Customer Dispute | Settled | $29,750.00 | $0.00 | See FINRA Report |
| William Taylor Kemper | 4118502 | 1 | 03/16/2017 | Customer Dispute | Settled | $43,774.50 | $0.00 | See FINRA Report |
| Oscar Andres Rico | 5131322 | 4 | 11/07/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |