Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mirna Salazar | 6412329 | 1 | 05/10/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gary James French | 6033953 | 1 | 03/02/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan Robert Gresmer | 6691254 | 1 | 02/16/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Adam P Smith | 5356229 | 1 | 04/20/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian David Bonsall | 4557784 | 1 | 06/06/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gia Sylvia Raines | 5111130 | 1 | 04/01/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Anthony James | 6872507 | 1 | 01/07/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Guy Sawtelle | 3031291 | 1 | 01/29/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Patenaude | 7211696 | 1 | 10/15/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph David Joseph | 2677755 | 2 | 08/20/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |