Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mohammad Arien | 7119441 | 6 | 09/22/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mohammad Arien | 7119441 | 6 | 06/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mohammad Arien | 7119441 | 6 | 04/03/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Wilson Carroll | 6825643 | 3 | 08/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Wyatt McClendon | 6042093 | 1 | 06/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kathy L Phillips | 4406095 | 1 | 02/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tyson Eugene Brimhall | 7181182 | 1 | 12/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew James Ramer | 6149863 | 3 | 11/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Morinigo | 6381077 | 1 | 10/21/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jorge A Cantu | 5874579 | 3 | 07/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |