Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Anthony Tringhese | 4402919 | 2 | 02/28/2008 | Customer Dispute | Denied | $9,998.55 | $0.00 | See FINRA Report |
| Terrence John Norton | 4032649 | 1 | 02/22/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mirko Richard Lazenby | 1458091 | 1 | 10/18/2007 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Timothy William Albert | 2550286 | 3 | 08/13/2007 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Geraldine Card Maxfield | 1749165 | 1 | 03/29/2007 | Customer Dispute | Denied | $5,466.36 | $0.00 | See FINRA Report |
| Charles Edward Little | 2371814 | 1 | 05/08/2006 | Customer Dispute | Denied | $9,054.28 | $0.00 | See FINRA Report |
| Jason Albert Berry | 3191031 | 1 | 01/09/2006 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Paul W Hayes | 2693492 | 2 | 05/04/2004 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Lori Ann Welborn | 2344775 | 6 | 07/10/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Gregg Howard Potash | 1915259 | 2 | 06/19/2003 | Customer Dispute | Denied | $44,000.00 | $0.00 | See FINRA Report |