Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Anthony Woodward | 3188320 | 2 | 01/15/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Eric Jones | 3146436 | 1 | 12/07/2008 | Customer Dispute | Denied | $87,814.00 | $0.00 | See FINRA Report |
| James R Wallace | 4409448 | 2 | 11/17/2008 | Customer Dispute | Denied | $143,491.00 | $0.00 | See FINRA Report |
| Wendy Susanne Knight | 2539405 | 1 | 11/10/2008 | Customer Dispute | Denied | $88,926.00 | $0.00 | See FINRA Report |
| Thomas Michael Nolan | 2470983 | 3 | 11/05/2008 | Customer Dispute | Denied | $47,000.00 | $0.00 | See FINRA Report |
| Michael Anthony Tringhese | 4402919 | 2 | 10/22/2008 | Customer Dispute | Denied | $39,645.00 | $0.00 | See FINRA Report |
| Renee Ray Robinson | 2170461 | 2 | 10/01/2008 | Customer Dispute | Denied | $75,310.00 | $0.00 | See FINRA Report |
| William James Lanava | 1839883 | 1 | 09/23/2008 | Customer Dispute | Denied | $345,276.00 | $0.00 | See FINRA Report |
| James R Wallace | 4409448 | 2 | 07/31/2008 | Customer Dispute | Denied | $18,060.00 | $0.00 | See FINRA Report |
| Karl Zimmerman | 3237257 | 2 | 06/30/2008 | Customer Dispute | Denied | $8,549.57 | $0.00 | See FINRA Report |