Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Patrick Dawson | 4695355 | 2 | 09/12/2011 | Customer Dispute | Denied | $46,000.00 | $0.00 | See FINRA Report |
| Chris Dibari | 3012315 | 3 | 12/22/2010 | Customer Dispute | Denied | $7,296.97 | $0.00 | See FINRA Report |
| Mary B Stith | 3104604 | 1 | 10/01/2009 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Robert Grant Patterson | 4105926 | 1 | 09/10/2009 | Customer Dispute | Denied | $130,000.00 | $0.00 | See FINRA Report |
| Ryan Michael Murphy | 4667284 | 3 | 08/25/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Shahid Malik | 2755393 | 2 | 05/27/2009 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Thomas Michael Nolan | 2470983 | 3 | 05/14/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alan Robert Dennis | 5012418 | 1 | 03/03/2009 | Customer Dispute | Denied | $13,650.00 | $0.00 | See FINRA Report |
| Todd Kilty Gavelek | 5349255 | 1 | 02/05/2009 | Customer Dispute | Denied | $6,250.00 | $0.00 | See FINRA Report |
| Thomas Patrick Dawson | 4695355 | 2 | 01/19/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |