Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Renee Ray Robinson | 2170461 | 2 | 06/13/2014 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Gwendolyn Judith Rothrock | 4358220 | 1 | 10/03/2013 | Customer Dispute | Denied | $473,801.00 | $0.00 | See FINRA Report |
| Andrea Renee Martin | 2841420 | 1 | 09/11/2013 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Brad John Carlson | 2702003 | 2 | 09/11/2013 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Aaron V Rice | 5416008 | 5 | 08/06/2013 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Steven Robert Reardon | 5592569 | 1 | 07/29/2013 | Customer Dispute | Denied | $56,000.00 | $0.00 | See FINRA Report |
| Shahid Malik | 2755393 | 2 | 08/17/2012 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| David Michael Mease | 4652722 | 1 | 06/21/2012 | Customer Dispute | Denied | $13,020.60 | $0.00 | See FINRA Report |
| John Anthony Vaughn | 4424342 | 1 | 05/07/2012 | Customer Dispute | Denied | $7,761.44 | $0.00 | See FINRA Report |
| Mark Anthony Menendez | 4578472 | 2 | 01/06/2012 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |