Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher James Lehan | 5884124 | 1 | 02/19/2016 | Customer Dispute | Denied | $14,040.90 | $0.00 | See FINRA Report |
| Jeffrey Neill Glenn | 2488650 | 4 | 10/26/2015 | Customer Dispute | Denied | $25,948.40 | $0.00 | See FINRA Report |
| David Vincent Vari | 5619547 | 1 | 09/17/2015 | Customer Dispute | Denied | $9,215.00 | $0.00 | See FINRA Report |
| Alexander H Gunn | 5657534 | 2 | 09/03/2015 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Lori Ann Welborn | 2344775 | 6 | 06/09/2015 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Sergio Gabriel Garza | 4129395 | 1 | 04/10/2015 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Michelle Leigh Christian | 3188032 | 3 | 11/20/2014 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Salvatore B Schiavone | 4811981 | 2 | 09/30/2014 | Customer Dispute | Denied | $22,610.00 | $0.00 | See FINRA Report |
| Eric J Rodriguez | 4955439 | 2 | 08/12/2014 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Omar Lozano | 1663540 | 2 | 06/30/2014 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |