Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Allison J Zech | 5115667 | 1 | 01/16/2018 | Customer Dispute | Denied | $162,625.00 | $0.00 | See FINRA Report |
| Joshua Tyler Reynolds | 4839192 | 1 | 12/11/2017 | Customer Dispute | Denied | $6,278.34 | $0.00 | See FINRA Report |
| Kristopher Schwarte | 5793668 | 1 | 07/31/2017 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Noel R Kirby | 4144041 | 1 | 04/07/2017 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Alexander H Gunn | 5657534 | 2 | 02/08/2017 | Customer Dispute | Denied | $73,000.00 | $0.00 | See FINRA Report |
| Jarrod Robert Leisure | 2935576 | 3 | 01/19/2017 | Customer Dispute | Denied | $21,000.00 | $0.00 | See FINRA Report |
| Tyler M Miller | 5717007 | 1 | 07/05/2016 | Customer Dispute | Denied | $5,600.00 | $0.00 | See FINRA Report |
| Salvatore B Schiavone | 4811981 | 2 | 06/20/2016 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Michelle Leigh Christian | 3188032 | 3 | 03/29/2016 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Oscar Andres Rico | 5131322 | 4 | 03/16/2016 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |