Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John E Rietz | 2630099 | 2 | 03/03/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Erin M Stamper | 1879188 | 1 | 06/14/2021 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| Jarrod Robert Leisure | 2935576 | 3 | 09/17/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Lori Ann Welborn | 2344775 | 6 | 01/01/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Gabriel N Gulotta | 4740700 | 2 | 06/13/2019 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Gabriel N Gulotta | 4740700 | 2 | 05/07/2019 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Duane Ray Aponte | 2982989 | 1 | 10/31/2018 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jeffrey Neal Rogers | 4419385 | 1 | 10/12/2018 | Customer Dispute | Denied | $210,000.00 | $0.00 | See FINRA Report |
| Kyle Thomas Vito | 6345347 | 1 | 08/01/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Angelo J Ciacco | 4655690 | 2 | 07/24/2018 | Customer Dispute | Denied | $367,459.00 | $0.00 | See FINRA Report |