Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Jonathan Ament | 5601450 | 1 | 08/31/2016 | Customer Dispute | Settled | $18,267.70 | $0.00 | See FINRA Report |
| Yvonne Warda Thomas | 2487612 | 1 | 08/04/2016 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Tanya Marie Brown | 5468340 | 1 | 08/01/2016 | Customer Dispute | Settled | $93,030.50 | $0.00 | See FINRA Report |
| Tyler M Miller | 5717007 | 1 | 07/05/2016 | Customer Dispute | Denied | $5,600.00 | $0.00 | See FINRA Report |
| Salvatore B Schiavone | 4811981 | 2 | 06/20/2016 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Ryan Michael Murphy | 4667284 | 3 | 05/17/2016 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Aaron V Rice | 5416008 | 5 | 04/18/2016 | Customer Dispute | Settled | $5,850.00 | $0.00 | See FINRA Report |
| Michelle Leigh Christian | 3188032 | 3 | 03/29/2016 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Wendy Thomas Fricks | 4162223 | 2 | 03/21/2016 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Oscar Andres Rico | 5131322 | 4 | 03/16/2016 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |