Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Allison J Zech | 5115667 | 1 | 01/16/2018 | Customer Dispute | Denied | $162,625.00 | $0.00 | See FINRA Report |
| Joshua Tyler Reynolds | 4839192 | 1 | 12/11/2017 | Customer Dispute | Denied | $6,278.34 | $0.00 | See FINRA Report |
| Kristopher Schwarte | 5793668 | 1 | 07/31/2017 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Noel R Kirby | 4144041 | 1 | 04/07/2017 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| William Taylor Kemper | 4118502 | 1 | 03/16/2017 | Customer Dispute | Settled | $43,774.50 | $0.00 | See FINRA Report |
| Alexander H Gunn | 5657534 | 2 | 02/08/2017 | Customer Dispute | Denied | $73,000.00 | $0.00 | See FINRA Report |
| Jarrod Robert Leisure | 2935576 | 3 | 01/19/2017 | Customer Dispute | Denied | $21,000.00 | $0.00 | See FINRA Report |
| Jeffrey Allen Reed | 1790062 | 1 | 12/07/2016 | Customer Dispute | Withdrawn | $33,268.00 | $0.00 | See FINRA Report |
| Oscar Andres Rico | 5131322 | 4 | 11/07/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jason Eric Korff | 4465928 | 2 | 10/06/2016 | Customer Dispute | Settled | $191,969.00 | $0.00 | See FINRA Report |