Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Pete Angelokostopoulos | 4940919 | 1 | 03/20/2019 | Customer Dispute | Closed-No Action | $8,339.00 | $0.00 | See FINRA Report |
| Eric J Rodriguez | 4955439 | 2 | 12/11/2018 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Duane Ray Aponte | 2982989 | 1 | 10/31/2018 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jeffrey Neal Rogers | 4419385 | 1 | 10/12/2018 | Customer Dispute | Denied | $210,000.00 | $0.00 | See FINRA Report |
| Kyle Thomas Vito | 6345347 | 1 | 08/01/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Angelo J Ciacco | 4655690 | 2 | 07/24/2018 | Customer Dispute | Denied | $367,459.00 | $0.00 | See FINRA Report |
| Miky Sodhi | 4918228 | 1 | 07/16/2018 | Customer Dispute | Settled | $8,000.00 | $0.00 | See FINRA Report |
| Oscar Andres Rico | 5131322 | 4 | 07/05/2018 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Gregg Howard Potash | 1915259 | 2 | 04/11/2018 | Customer Dispute | Closed-No Action | $5,703.00 | $0.00 | See FINRA Report |
| Brad John Carlson | 2702003 | 2 | 02/16/2018 | Customer Dispute | Settled | $29,750.00 | $0.00 | See FINRA Report |