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FINRA Broker Disclosures for PNC Investments

Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 208 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Ruben Benavides6130283203/30/2022Customer DisputeDenied$7,459.98$0.00See FINRA Report
Karl Zimmerman3237257203/14/2022Customer DisputeAward / Judgment$0.00$1.00See FINRA Report
Timothy William Albert2550286303/04/2022Customer DisputeSettled$50,976.40$0.00See FINRA Report
Stephan John Unger2210040103/04/2022Customer DisputeClosed-No Action$7,000.00$0.00See FINRA Report
John E Rietz2630099203/03/2022Customer DisputeDenied$5,000.00$0.00See FINRA Report
Paola Ortiz3028588111/15/2021Customer DisputeClosed-No Action$5,000.00$0.00See FINRA Report
Erin M Stamper1879188106/14/2021Customer DisputeDenied$23,000.00$0.00See FINRA Report
Daniel Joseph Rocco4777143102/22/2021Customer DisputeClosed-No Action$5,787.00$0.00See FINRA Report
John James Pestikas4649187110/15/2020Customer DisputeSettled$35,955.50$0.00See FINRA Report
Derek Michael Ghiotto6128309210/07/2020Customer DisputeSettled$60,000.00$0.00See FINRA Report

208 Results

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