Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Ruben Benavides | 6130283 | 2 | 03/30/2022 | Customer Dispute | Denied | $7,459.98 | $0.00 | See FINRA Report |
Karl Zimmerman | 3237257 | 2 | 03/14/2022 | Customer Dispute | Award / Judgment | $0.00 | $1.00 | See FINRA Report |
Timothy William Albert | 2550286 | 3 | 03/04/2022 | Customer Dispute | Settled | $50,976.40 | $0.00 | See FINRA Report |
Stephan John Unger | 2210040 | 1 | 03/04/2022 | Customer Dispute | Closed-No Action | $7,000.00 | $0.00 | See FINRA Report |
John E Rietz | 2630099 | 2 | 03/03/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Paola Ortiz | 3028588 | 1 | 11/15/2021 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
Erin M Stamper | 1879188 | 1 | 06/14/2021 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
Daniel Joseph Rocco | 4777143 | 1 | 02/22/2021 | Customer Dispute | Closed-No Action | $5,787.00 | $0.00 | See FINRA Report |
John James Pestikas | 4649187 | 1 | 10/15/2020 | Customer Dispute | Settled | $35,955.50 | $0.00 | See FINRA Report |
Derek Michael Ghiotto | 6128309 | 2 | 10/07/2020 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |