Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Oscar Andres Rico | 5131322 | 4 | 03/22/2023 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Benjamin Anolik | 4352563 | 1 | 03/08/2023 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Alexander Winter | 6140875 | 1 | 10/03/2022 | Customer Dispute | Denied | $55,760.00 | $0.00 | See FINRA Report |
| Shawn Mark Holbrook | 5100359 | 1 | 09/19/2022 | Customer Dispute | Settled | $27,232.40 | $0.00 | See FINRA Report |
| Donald John Didonato | 2543648 | 1 | 08/23/2022 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| David Lamon Warner | 2925118 | 1 | 08/16/2022 | Customer Dispute | Closed-No Action | $31,000.00 | $0.00 | See FINRA Report |
| Aaron V Rice | 5416008 | 5 | 06/24/2022 | Customer Dispute | Denied | $71,000.00 | $0.00 | See FINRA Report |
| Rochelle Jillene Roerig | 4049700 | 1 | 06/01/2022 | Customer Dispute | Settled | $54,755.00 | $0.00 | See FINRA Report |
| Timothy William Albert | 2550286 | 3 | 05/09/2022 | Customer Dispute | Settled | $15,764.00 | $0.00 | See FINRA Report |
| John Jesse Pinto | 4199143 | 1 | 05/06/2022 | Customer Dispute | Settled | $95,540.00 | $0.00 | See FINRA Report |