Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Albert Berry | 3191031 | 1 | 01/09/2006 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Gary Alan Sipos | 1647741 | 1 | 01/03/2006 | Customer Dispute | Settled | $14,722.40 | $0.00 | See FINRA Report |
| Clayton Jeffery Thomas | 724451 | 8 | 02/07/2005 | Customer Dispute | Closed-No Action | $427,189.00 | $0.00 | See FINRA Report |
| Daniel Bradley Dolin | 4457916 | 1 | 02/01/2005 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Brian James Thomas | 4214106 | 3 | 10/25/2004 | Customer Dispute | Settled | $39,687.70 | $0.00 | See FINRA Report |
| Brian Douglas Dunn | 2052692 | 1 | 06/21/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul W Hayes | 2693492 | 2 | 05/04/2004 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Luke James Becker | 2801823 | 1 | 07/25/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Patrick John Leviseur | 2948798 | 1 | 07/16/2003 | Customer Dispute | Settled | $11,400.00 | $0.00 | See FINRA Report |
| Lori Ann Welborn | 2344775 | 6 | 07/10/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |