Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Zarkivach | 2960828 | 2 | 09/22/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lori Ann Welborn | 2344775 | 6 | 09/18/2008 | Customer Dispute | Settled | $10,700.00 | $0.00 | See FINRA Report |
| James R Wallace | 4409448 | 2 | 07/31/2008 | Customer Dispute | Denied | $18,060.00 | $0.00 | See FINRA Report |
| David Ronald Massey | 1140202 | 1 | 07/17/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| John Val Hereza | 1456633 | 1 | 07/16/2008 | Customer Dispute | Closed-No Action | $5,333.68 | $0.00 | See FINRA Report |
| Michael Bradford Ketchum | 4521967 | 1 | 07/14/2008 | Customer Dispute | Closed-No Action | $35,000.00 | $0.00 | See FINRA Report |
| Lori Ann Welborn | 2344775 | 6 | 07/14/2008 | Customer Dispute | Closed-No Action | $35,000.00 | $0.00 | See FINRA Report |
| Karl Zimmerman | 3237257 | 2 | 06/30/2008 | Customer Dispute | Denied | $8,549.57 | $0.00 | See FINRA Report |
| Gabriel John Spano | 4192988 | 1 | 05/28/2008 | Customer Dispute | Closed-No Action | $31,000.00 | $0.00 | See FINRA Report |
| Jason Eric Korff | 4465928 | 2 | 03/13/2008 | Customer Dispute | Settled | $5,200.00 | $0.00 | See FINRA Report |