Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aaron V Rice | 5416008 | 5 | 08/06/2013 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Steven Robert Reardon | 5592569 | 1 | 07/29/2013 | Customer Dispute | Denied | $56,000.00 | $0.00 | See FINRA Report |
| James Edward Galloway | 4717944 | 2 | 06/27/2013 | Customer Dispute | Settled | $10,970.00 | $0.00 | See FINRA Report |
| Andrew Jacob Tyson | 5320908 | 1 | 05/29/2013 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
| William Daniel Leahy | 2178747 | 1 | 04/12/2013 | Customer Dispute | Settled | $11,885.40 | $0.00 | See FINRA Report |
| Angelo J Ciacco | 4655690 | 2 | 02/14/2013 | Customer Dispute | Settled | $9,300.00 | $0.00 | See FINRA Report |
| Derrick Dale Mosley | 4501939 | 1 | 02/14/2013 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Mohammad Rehan | 2652529 | 2 | 12/04/2012 | Customer Dispute | Settled | $271,010.00 | $0.00 | See FINRA Report |
| Ryan Michael Murphy | 4667284 | 3 | 09/05/2012 | Customer Dispute | Settled | $732,000.00 | $0.00 | See FINRA Report |
| Shahid Malik | 2755393 | 2 | 08/17/2012 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |