Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jorge A Cantu | 5874579 | 3 | 01/26/2015 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Thomas John McHale | 2051878 | 2 | 10/29/2013 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| Creig Desmond Jardine | 2612795 | 2 | 03/26/2012 | Customer Dispute | Closed-No Action | $31,120.00 | $0.00 | See FINRA Report |
| Lori Ann Welborn | 2344775 | 6 | 11/19/2008 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| John Val Hereza | 1456633 | 1 | 07/16/2008 | Customer Dispute | Closed-No Action | $5,333.68 | $0.00 | See FINRA Report |
| Michael Bradford Ketchum | 4521967 | 1 | 07/14/2008 | Customer Dispute | Closed-No Action | $35,000.00 | $0.00 | See FINRA Report |
| Lori Ann Welborn | 2344775 | 6 | 07/14/2008 | Customer Dispute | Closed-No Action | $35,000.00 | $0.00 | See FINRA Report |
| Gabriel John Spano | 4192988 | 1 | 05/28/2008 | Customer Dispute | Closed-No Action | $31,000.00 | $0.00 | See FINRA Report |
| Adrian Lee Sotelo | 3234061 | 2 | 09/26/2007 | Customer Dispute | Closed-No Action | $5,406.32 | $0.00 | See FINRA Report |
| Clayton Jeffery Thomas | 724451 | 8 | 02/07/2005 | Customer Dispute | Closed-No Action | $427,189.00 | $0.00 | See FINRA Report |