Our Staff has compiled our research into a database of FINRA Broker Disclosures for GWN Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Zachary Gildenberg | 6592485 | 2 | 11/26/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gulbenk George Torossian | 2488005 | 1 | 08/30/2013 | Customer Dispute | Denied | $17,078.20 | $0.00 | See FINRA Report |
| Richard Michael Sebastian | 5744581 | 1 | 12/27/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Raymond Barber | 3222868 | 1 | 10/15/2012 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Sharlene Jamison | 5741446 | 1 | 10/02/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brandi Lyde Whitfield | 5219561 | 1 | 07/13/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Phil Gann | 4161088 | 1 | 06/25/2012 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Joseph George Roccosalvo | 1062791 | 5 | 06/05/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Benjamin Jerome Capers | 4704227 | 1 | 05/21/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian D Addis | 5838052 | 6 | 03/20/2012 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |