Our Staff has compiled our research into a database of FINRA Broker Disclosures for GWN Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian D Addis | 5838052 | 6 | 10/28/2016 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Brenda Lee Ingram | 1958057 | 5 | 09/22/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian D Addis | 5838052 | 6 | 09/21/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brenda Lee Ingram | 1958057 | 5 | 08/18/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Lentini Rey | 5880267 | 1 | 08/12/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christine Mei-Man Chew | 2825854 | 1 | 08/12/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brenda Lee Ingram | 1958057 | 5 | 05/06/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Donnell Cleare | 4795556 | 3 | 03/28/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Michael Dana | 4713888 | 1 | 01/12/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Patrick Oneil | 5579881 | 1 | 12/14/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |