Our Staff has compiled our research into a database of FINRA Broker Disclosures for GWN Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Taylor Legare Kollen | 5470746 | 1 | 06/16/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Yuvraj Pratap Sisodia | 5480756 | 1 | 06/16/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jimmy Ray Jenkins | 4990521 | 1 | 05/04/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian D Addis | 5838052 | 6 | 04/05/2017 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Sean Kevin Reddington | 3047707 | 1 | 03/08/2017 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| James Silvagni | 6392401 | 1 | 11/23/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian D Addis | 5838052 | 6 | 10/28/2016 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Mariday Nunez Taruc | 4401503 | 3 | 10/24/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brenda Lee Ingram | 1958057 | 5 | 09/22/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian D Addis | 5838052 | 6 | 09/21/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |