Our Staff has compiled our research into a database of FINRA Broker Disclosures for GWN Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Michael Carnahan | 5586975 | 3 | 05/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Donnell Cleare | 4795556 | 3 | 02/26/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Ray Fitzjarrald | 2845455 | 1 | 02/08/2019 | Customer Dispute | Pending | $285,048.00 | $0.00 | See FINRA Report |
| Susan R Coriale | 1132493 | 1 | 12/19/2018 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Dustin Rollins Rudman | 4621421 | 1 | 11/14/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Alberti | 5307553 | 1 | 11/14/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Angel Simpson | 6488474 | 3 | 11/12/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Edward Muscavage | 2014698 | 1 | 10/15/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Garrett Travis John Ronning | 7433325 | 1 | 08/27/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Demetrious Wargo | 845687 | 2 | 07/22/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |