Our Staff has compiled our research into a database of FINRA Broker Disclosures for GWN Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Maria Luisa Lissarrague | 5477319 | 7 | 12/09/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maria Luisa Lissarrague | 5477319 | 7 | 12/08/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maria Luisa Lissarrague | 5477319 | 7 | 11/16/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maria Luisa Lissarrague | 5477319 | 7 | 11/10/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Michael Carnahan | 5586975 | 3 | 10/18/2022 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Samuel Alfred | 7192294 | 1 | 09/19/2022 | Customer Dispute | Denied | $14,377.90 | $0.00 | See FINRA Report |
| Frederick Morris Fegan | 4403439 | 1 | 09/13/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maria Luisa Lissarrague | 5477319 | 7 | 06/27/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maria Luisa Lissarrague | 5477319 | 7 | 06/15/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeff Harold Allebach | 1850642 | 4 | 06/10/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |