Our Staff has compiled our research into a database of FINRA Broker Disclosures for GWN Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Denis Stephen Walsh | 1124278 | 2 | 04/21/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brenda Lee Ingram | 1958057 | 5 | 04/01/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brenda Lee Ingram | 1958057 | 5 | 05/26/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William M Gorman | 5066317 | 1 | 06/17/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Denis Stephen Walsh | 1124278 | 2 | 06/08/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward G Magett | 5862920 | 2 | 01/10/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donald John Puff | 1066843 | 1 | 04/04/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward G Magett | 5862920 | 2 | 07/30/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |