Our Staff has compiled our research into a database of FINRA Broker Disclosures for GWN Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Scott Leibfarth | 2004352 | 3 | 09/17/1998 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
| Piotr Andrzej Skladzinski | 707155 | 1 | 01/23/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Leibfarth | 2004352 | 3 | 07/08/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Carter W Potts | 4583372 | 1 | 04/07/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Michael Locko | 1588434 | 1 | 03/06/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Brent Sullivan | 1262057 | 2 | 08/30/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Allen Frederick Secor | 827902 | 1 | 06/21/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Edward Bartley | 2675091 | 1 | 07/10/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Leibfarth | 2004352 | 3 | 03/24/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Demetrious Wargo | 845687 | 1 | 03/18/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |