Our Staff has compiled our research into a database of FINRA Broker Disclosures for GWN Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John O Brown | 6936550 | 1 | 11/07/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Glenn Settelmyer | 2519384 | 2 | 09/16/2002 | Customer Dispute | Denied | $13,906.80 | $0.00 | See FINRA Report |
| Norman Wayne Naylor | 1690707 | 2 | 06/18/2002 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Terry Alexander Moore | 4115171 | 3 | 06/01/2002 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Christopher Brent Sullivan | 1262057 | 2 | 01/17/2002 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Deborah Lynn Kurtzke | 2358660 | 1 | 11/21/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Christopher Stearns | 1888242 | 3 | 04/09/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Denton Lane Brooks | 1835511 | 3 | 10/04/2000 | Customer Dispute | Settled | $1,044,380.00 | $0.00 | See FINRA Report |
| Daniel Christopher Stearns | 1888242 | 3 | 08/27/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Peter Steven Franco | 1007869 | 2 | 04/16/1999 | Customer Dispute | Denied | $9,600.00 | $0.00 | See FINRA Report |