Our Staff has compiled our research into a database of FINRA Broker Disclosures for GWN Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Trent Alan Schuler | 2535041 | 5 | 11/17/2004 | Customer Dispute | Settled | $177,000.00 | $0.00 | See FINRA Report |
| Joseph George Roccosalvo | 1062791 | 5 | 09/01/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Charles Ross | 827166 | 1 | 07/30/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Troy Wayne Hendricks | 1746564 | 1 | 05/14/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Stuart Oldham | 1259949 | 2 | 12/18/2003 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| David Stuart Oldham | 1259949 | 2 | 12/09/2003 | Customer Dispute | Pending | $15,000.00 | $0.00 | See FINRA Report |
| Marlene Robin Badai | 1424421 | 1 | 10/22/2003 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |
| Trent Alan Schuler | 2535041 | 5 | 07/08/2003 | Customer Dispute | Settled | $333,119.00 | $0.00 | See FINRA Report |
| Denton Lane Brooks | 1835511 | 3 | 05/01/2003 | Customer Dispute | Denied | $9,100.00 | $0.00 | See FINRA Report |
| Adrian Lee Meisel | 2326094 | 1 | 02/05/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |