Our Staff has compiled our research into a database of FINRA Broker Disclosures for GWN Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Franklin Sellers | 1033247 | 2 | 03/26/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frederick Robert Stortecky | 4718060 | 2 | 03/23/2007 | Customer Dispute | Denied | $16,097.90 | $0.00 | See FINRA Report |
| Jeffrey Lee Emoto | 1338681 | 1 | 01/31/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Denton Lane Brooks | 1835511 | 3 | 09/18/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Andrew Schindler | 1047160 | 1 | 04/25/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Trent Alan Schuler | 2535041 | 5 | 02/16/2006 | Customer Dispute | Denied | $27,394.00 | $0.00 | See FINRA Report |
| Daniel Christopher Stearns | 1888242 | 3 | 05/25/2005 | Customer Dispute | Settled | $19,800.00 | $0.00 | See FINRA Report |
| Norman Wayne Naylor | 1690707 | 2 | 04/19/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Trent Alan Schuler | 2535041 | 5 | 03/14/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Terry Alexander Moore | 4115171 | 3 | 01/12/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |