Our Staff has compiled our research into a database of FINRA Broker Disclosures for GWN Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeff Harold Allebach | 1850642 | 4 | 02/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeff Harold Allebach | 1850642 | 4 | 07/27/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Michael Carnahan | 5586975 | 3 | 05/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Michael Carnahan | 5586975 | 3 | 02/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Luis Henrique Pires | 4242705 | 2 | 09/29/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Paul Suttman | 2406503 | 1 | 06/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Luis Henrique Pires | 4242705 | 2 | 05/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |