Our Staff has compiled our research into a database of FINRA Broker Disclosures for GWN Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Glynn Schramm | 4662680 | 2 | 02/18/2014 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Gulbenk George Torossian | 2488005 | 1 | 08/30/2013 | Customer Dispute | Denied | $17,078.20 | $0.00 | See FINRA Report |
| Daniel Thomas Phillips | 4464336 | 1 | 09/16/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dylan Andrews Harig | 4727948 | 1 | 12/07/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Curtis J Mason | 3246419 | 2 | 11/24/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles Thomas Stacy | 4823749 | 1 | 08/05/2009 | Customer Dispute | Denied | $34,602.00 | $0.00 | See FINRA Report |
| Vincent John Batyr | 2298424 | 2 | 11/24/2008 | Customer Dispute | Denied | $73,380.00 | $0.00 | See FINRA Report |
| Vincent John Batyr | 2298424 | 2 | 10/31/2008 | Customer Dispute | Denied | $31,989.80 | $0.00 | See FINRA Report |
| Derek Scott de Pol | 2948819 | 1 | 04/22/2008 | Customer Dispute | Denied | $13,420.00 | $0.00 | See FINRA Report |
| John Frederick White | 1006875 | 1 | 03/12/2008 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |