Our Staff has compiled our research into a database of FINRA Broker Disclosures for GWN Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Brent Sullivan | 1262057 | 2 | 01/17/2002 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Denton Lane Brooks | 1835511 | 3 | 10/04/2000 | Customer Dispute | Settled | $1,044,380.00 | $0.00 | See FINRA Report |
| Daniel Christopher Stearns | 1888242 | 3 | 08/27/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Peter Steven Franco | 1007869 | 2 | 04/16/1999 | Customer Dispute | Denied | $9,600.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Leibfarth | 2004352 | 3 | 09/17/1998 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
| Piotr Andrzej Skladzinski | 707155 | 1 | 01/23/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Peter Steven Franco | 1007869 | 2 | 08/05/1992 | Customer Dispute | Award / Judgment | $0.00 | $5,000.00 | See FINRA Report |