Our Staff has compiled our research into a database of FINRA Broker Disclosures for GWN Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Thomas Stacy | 4823749 | 1 | 08/05/2009 | Customer Dispute | Denied | $34,602.00 | $0.00 | See FINRA Report |
| Vincent John Batyr | 2298424 | 2 | 11/24/2008 | Customer Dispute | Denied | $73,380.00 | $0.00 | See FINRA Report |
| Vincent John Batyr | 2298424 | 2 | 10/31/2008 | Customer Dispute | Denied | $31,989.80 | $0.00 | See FINRA Report |
| Derek Scott de Pol | 2948819 | 1 | 04/22/2008 | Customer Dispute | Denied | $13,420.00 | $0.00 | See FINRA Report |
| John Frederick White | 1006875 | 1 | 03/12/2008 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Frederick Robert Stortecky | 4718060 | 2 | 03/23/2007 | Customer Dispute | Denied | $16,097.90 | $0.00 | See FINRA Report |
| Mark Andrew Schindler | 1047160 | 1 | 04/25/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Trent Alan Schuler | 2535041 | 5 | 02/16/2006 | Customer Dispute | Denied | $27,394.00 | $0.00 | See FINRA Report |
| Daniel Christopher Stearns | 1888242 | 3 | 05/25/2005 | Customer Dispute | Settled | $19,800.00 | $0.00 | See FINRA Report |
| Trent Alan Schuler | 2535041 | 5 | 03/14/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |