Our Staff has compiled our research into a database of FINRA Broker Disclosures for GWN Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Benjamin Jerome Capers | 4704227 | 1 | 05/21/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian D Addis | 5838052 | 6 | 03/20/2012 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Susan Doxsee Fristoe | 1177720 | 1 | 07/18/2011 | Customer Dispute | Closed-No Action | $27,511.00 | $0.00 | See FINRA Report |
| James Frederick Hanna | 4314617 | 2 | 04/14/2011 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Trent Alan Schuler | 2535041 | 5 | 02/23/2011 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Daniel Thomas Phillips | 4464336 | 1 | 09/16/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Frederick Hanna | 4314617 | 2 | 07/27/2010 | Customer Dispute | Settled | $445,000.00 | $0.00 | See FINRA Report |
| David Glenn Settelmyer | 2519384 | 2 | 06/22/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dylan Andrews Harig | 4727948 | 1 | 12/07/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Curtis J Mason | 3246419 | 2 | 11/24/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |