Our Staff has compiled our research into a database of FINRA Broker Disclosures for GWN Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kyle David Whaley | 4076513 | 1 | 02/03/2020 | Customer Dispute | Denied | $178,830.00 | $0.00 | See FINRA Report |
| Frederick Robert Stortecky | 4718060 | 2 | 09/03/2019 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Robert Ray Fitzjarrald | 2845455 | 1 | 02/08/2019 | Customer Dispute | Pending | $285,048.00 | $0.00 | See FINRA Report |
| Susan R Coriale | 1132493 | 2 | 12/19/2018 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Dustin Rollins Rudman | 4621421 | 1 | 11/14/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Alberti | 5307553 | 1 | 11/14/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory Edward Muscavage | 2014698 | 1 | 10/15/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Paul Johnson | 4973276 | 1 | 08/11/2017 | Customer Dispute | Closed-No Action | $36,000.00 | $0.00 | See FINRA Report |
| Brian D Addis | 5838052 | 6 | 06/27/2017 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Karl Haase | 2939178 | 1 | 06/27/2017 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |