Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Anthony Ciccone | 5773087 | 1 | 08/18/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Raymond Albert Deragon | 2932463 | 10 | 05/27/2005 | Customer Dispute | Settled | $189,045.00 | $0.00 | See FINRA Report |
| David Joseph Cottam | 2716994 | 5 | 09/19/2002 | Customer Dispute | Settled | $289,640.00 | $0.00 | See FINRA Report |
| David Joseph Cottam | 2716994 | 5 | 03/12/2002 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
| David Joseph Cottam | 2716994 | 5 | 02/28/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Azam Hassib Jaber | 2846187 | 2 | 08/09/2001 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |
| Azam Hassib Jaber | 2846187 | 2 | 06/28/2001 | Customer Dispute | Final | $4,500,000.00 | $0.00 | See FINRA Report |
| David Joseph Cottam | 2716994 | 5 | 03/16/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Benjamin Joseph Peress | 1802030 | 1 | 09/26/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |