Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carlos Marbot | 7277210 | 2 | 04/11/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carlos Marbot | 7277210 | 2 | 03/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Joseph Cottam | 2716994 | 5 | 02/14/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Azam Hassib Jaber | 2846187 | 2 | 06/28/2001 | Customer Dispute | Final | $4,500,000.00 | $0.00 | See FINRA Report |
| Benjamin Joseph Peress | 1802030 | 1 | 09/26/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |