Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Wayne Shamburger | 1739030 | 1 | 07/24/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rob Eric Wedel | 2459397 | 1 | 07/24/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Carol Sue Fischer | 4351369 | 1 | 01/16/2015 | Customer Dispute | Settled | $2,000.00 | $0.00 | See FINRA Report |
| Brooke Cutler Ashland | 2762853 | 1 | 07/23/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Randy Scott Gardner | 1780912 | 1 | 09/04/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |