Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Wade Browne | 1189996 | 4 | 02/17/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Wade Browne | 1189996 | 4 | 08/20/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Wade Browne | 1189996 | 4 | 02/21/2003 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| James Wade Browne | 1189996 | 4 | 10/24/2002 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |