Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Duncan Comrie Dewahl | 2036950 | 8 | 03/19/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Duncan Comrie Dewahl | 2036950 | 8 | 04/29/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Duncan Comrie Dewahl | 2036950 | 8 | 05/03/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Duncan Comrie Dewahl | 2036950 | 8 | 05/03/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Duncan Comrie Dewahl | 2036950 | 8 | 05/01/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Duncan Comrie Dewahl | 2036950 | 8 | 04/17/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Duncan Comrie Dewahl | 2036950 | 8 | 04/01/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Duncan Comrie Dewahl | 2036950 | 8 | 01/16/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |